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FINRA Awards for Diane Hunt

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0107505/14/2013Claimant(s): Diane Hunt
Claimant Lawyers(s): David W. Miller
Respondent(s): Dougherty & Company LLC
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Joseph C. Roberts, Thomas R. Dreiling, Jerome O. Cohen
Hearing Site: Seattle, WA
Checkmark IconExpungement
12-0057212/26/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Diane Hunt
Respondent Lawyers(s): Diane M. Hunt
Arbitrator(s): Steven N. Ainbinder, George G. Kurschner, S. William Gersten
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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