Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03271 | 08/08/2018 | Claimant(s): Edward Montanez Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Erik R. Siering Hearing Site: Las Vegas, NV | ||
| 17-03018 | 08/07/2018 | Claimant(s): Sean McDermott Claimant Lawyers(s): Armin Sarabi Respondent(s): LPL Financial LLC, Securities America. Respondent Lawyers(s): Christina M. Heller, Jon D. Kaplon Arbitrator(s): Peter N. Thompson Hearing Site: Minneapolis, MN | ||
| 17-02469 | 07/30/2018 | Claimant(s): Erik Weir Claimant Lawyers(s): Armin Sarabi Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA | ||
| 17-03020 | 07/30/2018 | Claimant(s): Kevin Sullivan Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 17-03011 | 07/23/2018 | Claimant(s): Roy Strong Claimant Lawyers(s): Armin Sarabi Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Thomas F. Mahoney Hearing Site: Indianapolis, IN | ||
| 17-03205 | 07/19/2018 | Claimant(s): David Garrison Claimant Lawyers(s): Armin Sarabi Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Andrea Shafer Arbitrator(s): Jonathan B. Gilbert Hearing Site: Kansas City, MO | ||
| 17-02767 | 07/16/2018 | Claimant(s): Rebbecca Stay Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Michael Lancaster Garcia Hearing Site: Seattle, WA | ||
| 17-03295 | 07/13/2018 | Claimant(s): William Wolfe Claimant Lawyers(s): Armin Sarabi Respondent(s): Hilltop Securities Independent Network I Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Sherry R. Wetsch Hearing Site: Oklahoma City, OK | ||
| 17-03160 | 07/06/2018 | Claimant(s): Marko Rendic Claimant Lawyers(s): Armin Sarabi Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): Mark C. Perry Hearing Site: San Juan, PR | ||
| 17-02400 | 06/29/2018 | Claimant(s): Michael Allard Claimant Lawyers(s): Armin Sarabi Respondent(s): LPL Financial LLC, National Planning Corporation Respondent Lawyers(s): Jon D. Kaplon, Scott R. Forbush Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA |