FINRA Awards for Hilltop Securities Independent Network I

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-03295	07/13/2018	Claimant(s): William Wolfe Claimant Lawyers(s): Armin Sarabi Respondent(s): Hilltop Securities Independent Network I Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Sherry R. Wetsch Hearing Site: Oklahoma City, OK