FINRA Awards for Washington, DC

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 111-120 out of 288 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02762	05/24/2018	Claimant(s): John Macielag Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jane C. Carney Hearing Site: Washington, DC
17-01135	05/22/2018	Claimant(s): Jeffrey Leventhal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Edward M. Statland Hearing Site: Washington, DC
17-00753	05/16/2018	Claimant(s): David Fourney Claimant Lawyers(s): Bruce Sanders Respondent(s): Brian Bogart, Morgan Stanley, James Bogart, John Giles Respondent Lawyers(s): David E. Robbins, Jeremy S. Winer Arbitrator(s): Walter Michael Mathews Hearing Site: Washington, DC		Expungement
17-02972	04/24/2018	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Andrew Park Respondent(s): Heath Harris Respondent Lawyers(s): Heath Justin Harris Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC
17-00778	04/13/2018	Claimant(s): Mark Speck, Tonya Speck Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Mary E. Woytek, Mona Koppel Mitnick, Christopher M. McMurray Hearing Site: Washington, DC		$0
17-00348	03/29/2018	Claimant(s): Elizabeth Goodiel Claimant Lawyers(s): Nancy Goodiel Respondent(s): Anastasios Vassilas, AXA Advisors, Mony Securities Corporation Respondent Lawyers(s): Alexander Nemiroff, Anthony W. Djinis Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, Matthew Stephen Duchesne Hearing Site: Washington, DC		$0
17-02228	03/23/2018	Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): James E. Morgan Respondent(s): Kenneth Tyrrell Respondent Lawyers(s): Jeffrey F. Robertson Arbitrator(s): Geoffrey A. Drucker Hearing Site: Washington, DC
17-03066	03/22/2018	Claimant(s): Borhan Darmal Claimant Lawyers(s): Borhan Darmal Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Joyce A. Mitchell Hearing Site: Washington, DC		$310
16-03467	02/27/2018	Claimant(s): Kimberly Lambert Claimant Lawyers(s): Adam M. Green Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): David Paul Clark Hearing Site: Washington, DC		Expungement
17-01845	02/21/2018	Claimant(s): Nilos Sakellariou Claimant Lawyers(s): David A. Gehn Respondent(s): Gary Moody, Glen Eagle Wealth Respondent Lawyers(s): Andrew DeLucia Arbitrator(s): Jane C. Carney Hearing Site: Washington, DC