| 12-02366 | 04/16/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Richard Trotta
Respondent Lawyers(s): Christine E. Goodrich
Arbitrator(s): David L. Hodgson, Ellen J. Abrams, Antonio M. Freire
Hearing Site: Boca Raton, FL
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| 13-02470 | 03/26/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Melissa A. Bevilacqua
Respondent(s): Mark Parker
Respondent Lawyers(s): Mark Parker
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
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| 13-00088 | 03/19/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Anthony Manougian
Respondent Lawyers(s): Anthony Manougian
Arbitrator(s): Alan A. Gray, Richard E. Castiglioni, David J. Weisenfeld
Hearing Site: New York, NY
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| 12-03580 | 03/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Craig Norton, James Tidwell
Respondent Lawyers(s): Doug Hyman
Arbitrator(s): Gary M. Landau, Berthold T. Berkwich, Ellen J. Abrams
Hearing Site: Boca Raton, FL
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| 12-00506 | 03/11/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Jessica McConnell, Todd Carbone
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): Robert D. Sussin, Robert A. Lombardi, Bryan L. Herrmann
Hearing Site: Los Angeles, CA
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| 13-02153 | 03/11/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Derek Forrest
Respondent Lawyers(s): Derek R. Forrest
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
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| 13-00242 | 02/28/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Robert Sullivan
Respondent Lawyers(s): Robert Roger Sullivan
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
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| 12-03807 | 02/19/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jeff Lesniewicz
Respondent Lawyers(s): Brian H. Sanchez
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
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| 13-00828 | 01/30/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Patrick McFadden
Respondent Lawyers(s): Patrick McFadden
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
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| 12-03324 | 01/07/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
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