| 14-00427 | 05/07/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Anthony Dutter
Respondent Lawyers(s): Anthony Ryan Dutter
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 14-00518 | 04/10/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Edward Sitton
Respondent Lawyers(s): Edward R. Sitton
Arbitrator(s): Patricia G. Parthe
Hearing Site: Phoenix, AZ
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| 13-00885 | 04/02/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Michael J. Fish, Nancy A. Yonge, Leonard Jeffrey Stecklow
Hearing Site: San Francisco, CA
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| 13-03279 | 03/18/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan D. Berg, Samuel P. Mauch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Herbert S. Bratt
Hearing Site: Milwaukee, WI
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| 13-03028 | 02/11/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Genyou Hu
Respondent Lawyers(s): Kevin K. Tung
Arbitrator(s): Lise Gabrielle Hunter, Jerome M Shafer, Arthur M. Schoenberger
Hearing Site: New York, NY
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| 11-01431 | 02/06/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan David Berg
Respondent(s): David Lenahan
Respondent Lawyers(s): David Lenahan
Arbitrator(s): Cheryl H. Agris
Hearing Site: Hartford, CT
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| 14-02361 | 01/06/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Candius Bannister
Respondent Lawyers(s): Candius J. Bannister
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 11-03113 | 12/11/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee, Samuel P. Mauch
Respondent(s): Laurie Facsina
Respondent Lawyers(s): Laurie Fascina
Arbitrator(s): Thomas R. Skulina, Robert H. Baker, Dennis S. Medica, CPA
Hearing Site: Cleveland, OH
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| 12-02913 | 11/04/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Thomas Burt
Respondent Lawyers(s): David B. Gordon
Arbitrator(s): Marie G. Peterson, Barry S. Shanbron, Sylvia D. Stiller
Hearing Site: Boca Raton, FL
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| 13-03724 | 10/22/2014 | Claimant(s): Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Richard Vietze
Respondent Lawyers(s): Richard Vietze
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
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