| 19-02197 | 01/11/2021 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Michael Naccarato
Respondent(s): John Schmidt
Respondent Lawyers(s): John Greg Schmidt
Arbitrator(s): Michael L. Lyons, Michael J. Meeusen, Scott C. Matasar
Hearing Site: Cincinnati, OH
| | |
| 20-00543 | 09/28/2020 | Claimant(s): Ronald Massari
Claimant Lawyers(s): Scott A. Lane
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Michael J. Meeusen
Hearing Site: Pittsburgh, PA
|  | $0 |
| 18-03600 | 08/14/2020 | Claimant(s): Michael Braun
Claimant Lawyers(s): Michael Braun
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Michael J. Meeusen, Raymond M. Kirtley, Jill Elise Vestal
Hearing Site: Indianapolis, IN
| | Dismissed by Rule 12206/12504 |
| 20-00454 | 06/22/2020 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Rachel Heu
Respondent Lawyers(s): Rachel Heu
Arbitrator(s): Michael J. Meeusen
Hearing Site: Milwaukee, WI
| | $0 |
| 18-04172 | 05/13/2020 | Claimant(s): Alan Hoffman, Sharon Field
Claimant Lawyers(s): Jaclyn M. Reinhart
Respondent(s): Erold Merko, TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Douglas S. Parker
Hearing Site: Detroit, MI
| | Settlement |
| 18-03100 | 08/19/2019 | Claimant(s): Louis Dissel
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Julie Calderon Rizzo
Arbitrator(s): Michael J. Meeusen
Hearing Site: Cleveland, OH
| | |
| 18-02971 | 03/27/2019 | Claimant(s): Arthur Dinkin
Claimant Lawyers(s): Arthur Lawrence Dinkin
Respondent(s): Lisa Smith, Robert Sherwood, Thomas Sherzan, Broker Dealer Financial Services Corp.
Respondent Lawyers(s): Lisa Marie Smith, Michael Sherzan, Robert Donald Sherwood, Thomas Edward Sherzan
Arbitrator(s): Michael J. Meeusen
Hearing Site: Des Moines, IA
| | |
| 18-02399 | 03/26/2019 | Claimant(s): Jahn Gazder
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Michael J. Meeusen
Hearing Site: Cincinnati, OH
| | |
| 16-03279 | 01/23/2019 | Claimant(s): Cathy Ferraro
Claimant Lawyers(s): Scott Matasar
Respondent(s): Shawn MacDonell, Hantz Financial Services.
Respondent Lawyers(s): Brian Masternak
Arbitrator(s): Keith J. Koerber, Michael J. Meeusen, Ethan Ray
Hearing Site: Detroit, MI
| | $0 |
| 16-02521 | 10/23/2018 | Claimant(s): Richard M. Weir Declaration of Trust
Claimant Lawyers(s): Charles E. Murphy
Respondent(s): Carl Gill, Wendy Weir-Beecher, Asset Preservation Capital, Ltd
Respondent Lawyers(s): Charles E. Murphy, John A. Hubbard
Arbitrator(s): Patrick R. Sughroue, Michael J. Meeusen, Seth H. Barsky
Hearing Site: Detroit, MI
| | Expungement |
