FINRA Awards for W. Preston Martin

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 51-60 out of 70 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00294	10/08/2019	Claimant(s): Charles Smith Claimant Lawyers(s): Michael O'Gara Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX
18-04373	09/05/2019	Claimant(s): Amanda Hinton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA
18-03909	05/17/2019	Claimant(s): Jeff Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX
18-01877	05/15/2019	Claimant(s): David Hartl Claimant Lawyers(s): Dennis J. Concilla Respondent(s): J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Thomas J. Cahill, W. Preston Martin Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH
18-03530	04/12/2019	Claimant(s): Johnson Andrews Claimant Lawyers(s): Johnson George Andrews Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert A. Cohen, Roger B. Jacobs, Harrison Johnson Hearing Site: New York, NY		Expungement
18-01990	03/12/2019	Claimant(s): Robert Coleman Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH
18-01908	02/11/2019	Claimant(s): Steven Flagg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
18-02364	02/01/2019	Claimant(s): Mark Callahan Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA
17-00743	10/20/2017	Claimant(s): Frank Carrasco Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Mollie Wagner Neal Hearing Site: Atlanta, GA
16-00333	08/15/2017	Claimant(s): Michael Darius, Miriam Darius Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Stuart H. Dunn, Tina E. Patterson, Eileen B. Vernon Hearing Site: Charleston, WV		$0