| 12-00460 | 02/10/2014 | Claimant(s): Jason Kronick
Claimant Lawyers(s): Jason Elliot Kronick
Respondent(s): August Cellitti, Robert Pedretti, Argentis Holdings, Securevest Financial Group
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Simone A. Muscarnera, Bernard M. Levine, Louis Aloysius Hall
Hearing Site: Newark, NJ
| | |
| 12-04051 | 11/05/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): David Licht, Emanuel Licht
Respondent Lawyers(s): David Evan Licht, Emanuel Licht
Arbitrator(s): Bernard M. Levine, Robert T. Costello
Hearing Site: Newark, NJ
| | Expungement |
| 12-01576 | 10/23/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Steven Perillo
Respondent Lawyers(s): Steven Perillo
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
| | |
| 13-01104 | 09/09/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Freddy Medina
Respondent Lawyers(s): Freddy A. Medina
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
| | |
| 12-03299 | 08/12/2013 | Claimant(s): Yvonne Kloehn
Claimant Lawyers(s): G. Martin Meyers
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Michael Levine, A.G. Edwards & Sons.
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Bernard M. Levine, Linda J. Baer, Paul Allan Massaro
Hearing Site: Newark, NJ
|  | $0 |
| 12-01701 | 05/22/2013 | Claimant(s): Gladys Cheringal
Claimant Lawyers(s): David P. Meyer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Charles L. Prothero, Bernard M. Levine, Bryan David Glass
Hearing Site: Newark, NJ
| | Expungement |
| 12-01915 | 05/15/2013 | Claimant(s): Bart Rogers, John Clark, John Rogers, Krista Clark, Marcy Rogers, Marianne Drozak
Claimant Lawyers(s): Edward J. Boyle
Respondent(s): Seaport Securities Corp.
Respondent Lawyers(s): Thomas J. McCabe
Arbitrator(s): Daniel J. McCarthy, William E. Goydan, Bernard M. Levine
Hearing Site: New York, NY
| | $0 |
| 11-04814 | 08/23/2012 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Bernard M. Levine, Michael A. Ruderman, Philip Boyd Wisener
Hearing Site: Newark, NJ
| | |
| 10-05584 | 05/10/2012 | Claimant(s): Louis Najdzin
Claimant Lawyers(s): Peter Nichols
Respondent(s): E*Trade Securities LLC, William Velthaus
Respondent Lawyers(s): John Bersin
Arbitrator(s): Ronald Citron, Alan Shaw, Bernard M. Levine
Hearing Site: Newark, NJ
| | Expungement |
| 10-01614 | 10/22/2010 | Claimant(s): Patricia Quirk
Claimant Lawyers(s): David A. Carter
Respondent(s): Ameritas Investment Corp
Respondent Lawyers(s): David Williams
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
| | $0 |
