| 13-01939 | 08/04/2014 | Claimant(s): Jessica Brown
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katie M. Kimbrell
Arbitrator(s): Richard L. Merkel
Hearing Site: Phoenix, AZ
| | |
| 12-01194 | 07/29/2014 | Claimant(s): Kira Flanzraich, Neil Flanzraich, FBO Neil Flanzraich Def Ben Pl Dtd1/1/95, U/A Dtd 11/15/2000 Kira Flanzraich TRT, U/A Dtd 11/15/2000 Neil Flanzraich TRT, U/A Dtd 11/15/2000 by Neil Flanzraich, U/A Dtd 11/28/2000 Neil Flanzraich IrTrt
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): John Westmoreland, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Peter S. Fruin
Arbitrator(s): Myron E. Levenson, Dennis J. Levin, Mark A Bilawsky
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-03873 | 07/24/2014 | Claimant(s): Martha Lazow Irrevocable Trust
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): William W. Bride, Stuart Harvey Ziegler, Jay Stewart Zeif
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-03308 | 07/21/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Justin McBride
Respondent Lawyers(s): James B. Koch
Arbitrator(s): Gerald Cohen, Christopher J. Janson, John R. Loss
Hearing Site: St. Louis, MO
| | |
| 12-02701 | 07/18/2014 | Claimant(s): Ivan Venuchekov, Ivan S. Venuchekov, trustee J.Simon 9/02, trustee P.Simon 4/87
Claimant Lawyers(s): John P. Connolly
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel Everest
Arbitrator(s): Arthur J. Wilson, Stephan Paul Carrier, Shelley Simons Korch
Hearing Site: Washington, DC
| | Expungement |
| 12-01989 | 07/16/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward J. Heffernan
Respondent(s): Thomas Dexter
Respondent Lawyers(s): Thomas Dexter
Arbitrator(s): Evan L. Gordon, Patricia A. DeWitt, Suzanne Beth Levy
Hearing Site: New York, NY
| | |
| 13-01004 | 07/11/2014 | Claimant(s): Elias Abboud
Claimant Lawyers(s): Brett A. Datto
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Jill Leeds-Rivera, Catherine Stewart, Robert Alan Mayer
Hearing Site: Philadelphia, PA
| | Expungement |
| 12-02515 | 07/10/2014 | Claimant(s): Timothy McNamara
Claimant Lawyers(s): Nelson S. Torre
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Patrick M. Markey, Stephen P. LaLonde, Kenneth Dymond
Hearing Site: Buffalo, NY
| | |
| 13-02307 | 07/09/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): James E. Murtagh
Respondent(s): Richard Griswold
Respondent Lawyers(s): Richard John Griswold
Arbitrator(s): Carolyn V. Quadt
Hearing Site: Los Angeles, CA
| | |
| 13-02440 | 07/08/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Britt Lachemann
Respondent Lawyers(s): Britt Michael Lachemann
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
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