| 18-01678 | 01/11/2019 | Claimant(s): Daryn Pingleton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Spallina
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
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| 16-02805 | 01/08/2019 | Claimant(s): Oscar Celasco, Centrica Invt Capital Inc., G.S.S. Capital Group Limited, GSSC Holdings LTD, GSSC SP, Mesoamerica Acre Farms., Westwood Holding Inc.
Claimant Lawyers(s): Matthew L. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Gary Timothy Haight, Laurent C. Vonderweidt, A. Joel Klein
Hearing Site: Los Angeles, CA
|  | $0 |
| 18-01830 | 12/19/2018 | Claimant(s): Alan Fadel, Scott Brown
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Preston Martin
Arbitrator(s): Michael L. Fortney
Hearing Site: Cleveland, OH
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| 18-01876 | 12/19/2018 | Claimant(s): Isaac Brown
Claimant Lawyers(s): Christopher E Thorsen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
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| 18-00294 | 12/18/2018 | Claimant(s): Kent Pearce
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): James A. Hayes
Hearing Site: Baltimore, MD
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| 18-01196 | 12/18/2018 | Claimant(s): Scott Hood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Judy Louie, Randi P. Spallina
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
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| 18-00720 | 12/13/2018 | Claimant(s): Lance Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Securities Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Judy Louie, Sarah K. Yates
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Seattle, WA
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| 18-01153 | 12/13/2018 | Claimant(s): Kurt Jackson
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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| 16-00361 | 12/11/2018 | Claimant(s): Versel Green
Claimant Lawyers(s): Versel Green
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Maryann Donahue-Yadon, Ralph L. Halpern, Kenneth Dymond
Hearing Site: Buffalo, NY
| | $0 |
| 18-00194 | 12/10/2018 | Claimant(s): Garland Homes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Stuart K. Furman
Hearing Site: Raleigh, NC
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