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FINRA Awards for Scott Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0183012/19/2018Claimant(s): Alan Fadel, Scott Brown
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Preston Martin
Arbitrator(s): Michael L. Fortney
Hearing Site: Cleveland, OH
14-0058912/11/2014Claimant(s): Brown Family Trust
Claimant Lawyers(s): Scott Brown
Respondent(s): Robin Naylor, Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo, Robin Naylor
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
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