FINRA Awards for Merrill Lynch Pierce Fenner & Smith Inc.

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Displaying 231-240 out of 1,227 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00436	12/08/2020	Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Preston Martin Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ
19-01000	12/02/2020	Claimant(s): Elizabeth Old Claimant Lawyers(s): Joseph Christopher Albanese Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas McCafferty Respondent Lawyers(s): Jennifer E. Willey Arbitrator(s): Morton S. Bunis, Angela Foster, Bomopregha Asonboye Julius Hearing Site: Jersey City, NJ		$0
20-00525	11/13/2020	Claimant(s): Norman Lautrup Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael Jeffrey Norton Hearing Site: Denver, CO
19-03707	11/12/2020	Claimant(s): Stan Leavitt Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
18-02429	11/11/2020	Claimant(s): Pablo Marull Claimant Lawyers(s): Joshua B. Kons Respondent(s): Gloria Greco, Jennifer Krone, Merrill Lynch Pierce Fenner & Smith Inc., Roland Burgess, Wilfred Gallinek, William Thomas Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Arocles Aguilar, Alden Sharp Adkins, Page R Barnes Hearing Site: San Francisco, CA
20-00830	11/06/2020	Claimant(s): MANUEL ROSE Claimant Lawyers(s): Tosh Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY
20-01688	11/02/2020	Claimant(s): Brian Pugh, Omar Rasheed Claimant Lawyers(s): Alexander Madrid Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Nicholas J. Hendrix Arbitrator(s): John J. Jordan, Allen M. Kerpan, Michael Allen Zeiler Hearing Site: Philadelphia, PA
20-00435	10/28/2020	Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
20-00427	10/27/2020	Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
20-00902	10/27/2020	Claimant(s): Michael Pearson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christy Boardman Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC