20-02797 | 03/14/2022 | Claimant(s): Kenneth Hill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard S. Zaifert Hearing Site: Raleigh, NC
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21-01920 | 03/11/2022 | Claimant(s): Alicia Hinojosa Gutierrez Claimant Lawyers(s): Daniel J. Kaiser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Judith C. Zerden, Phillip Weitzman, Serge Krimnus Hearing Site: New York, NY
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21-02451 | 03/11/2022 | Claimant(s): Dimitrina Atanasova Claimant Lawyers(s): Megan Christensen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Samuel S. Shaulson Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA
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20-03243 | 03/10/2022 | Claimant(s): Shaun Hayes Claimant Lawyers(s): William M. Dailey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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21-01745 | 02/28/2022 | Claimant(s): Dax Williamson Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Geoffrey S. Beckham, Katelyn H. Wilson Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA
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21-01164 | 02/22/2022 | Claimant(s): Stephen Brown Claimant Lawyers(s): Craig Stein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): William Kent Brown, Will Murphy, Tina Scott Polsky Hearing Site: Boca Raton, FL
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19-03501 | 02/17/2022 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Leonard Weintraub Respondent(s): Harris Chan, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Louis M. Lagalante, Maria V. Martin Arbitrator(s): Susan C Lushing, Blueth Bromfield, Michael A Pickholz Hearing Site: New York, NY
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21-01316 | 02/10/2022 | Claimant(s): Damon Slepian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA
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21-02004 | 02/08/2022 | Claimant(s): Jared Zuflacht Claimant Lawyers(s): Seth E. Lipner Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
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21-01904 | 02/04/2022 | Claimant(s): Robert Funk Claimant Lawyers(s): James P. Galvin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Abe I. Borenstein, Robert E. Anderson, Alexander B Rubin Hearing Site: New York, NY
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