22-00791 | 08/24/2022 | Claimant(s): Bears Western Enterprises Claimant Lawyers(s): Barry A. Layton Respondent(s): TD Ameritrade. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Helen Marinak Blohm Hearing Site: Reno, NV
| | $0 |
21-00097 | 07/25/2022 | Claimant(s): Shawn Waked, Theresa Stone, Maestro Global Claimant Lawyers(s): Reagan D. Pratt Respondent(s): Raymond James Financial Services., Securities America., Jane Terry, Kathleen Kerr, Kirk Bell, Timothy Rivera Respondent Lawyers(s): Gregory M. Curley, Peter S. Fruin, Scott C. Matasar Arbitrator(s): Helen Marinak Blohm, Gene R Thornton, Jonathan H. Krotinger Hearing Site: Albuquerque, NM
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18-02874 | 06/09/2022 | Claimant(s): Emmanuel DeSousa Claimant Lawyers(s): Howard E King Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Helen Marinak Blohm, Robert E. Thompson, Robert Sachs Mandelson Hearing Site: San Francisco, CA
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20-01960 | 05/25/2022 | Claimant(s): The David and Heather Weir Family Trust Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charles A. DeVore Arbitrator(s): Helen Marinak Blohm, Paul H. Lamboley, Harvey W Gordon Hearing Site: Albuquerque, NM
| | $1,447,090 |
21-01884 | 04/19/2022 | Claimant(s): Grant Yamaguchi Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Helen Marinak Blohm Hearing Site: Honolulu, HI
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19-02782 | 04/07/2022 | Claimant(s): Dong Fang, Jingxue Zhang, Qixu Wang, Xingxian Li Claimant Lawyers(s): Robert Rosen Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Daniel A. Spector Arbitrator(s): Helen Marinak Blohm, Katherine Hendricks, Jonathan H. Krotinger Hearing Site: Seattle, WA
| | $0 |
21-01736 | 03/09/2022 | Claimant(s): Monique Morrison Claimant Lawyers(s): Samantha Pastor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
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21-00929 | 01/31/2022 | Claimant(s): Thelma Ellenberger Claimant Lawyers(s): Thelma P. Ellenberger Respondent(s): Edward Jones, Kelly Shultz Respondent Lawyers(s): Cheryl S. Chang Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
| | $0 |
19-02991 | 12/17/2021 | Claimant(s): Sandra Kim Claimant Lawyers(s): Brent D. Meyer Respondent(s): Anthony Bonafede, James Lamont, Joe Miller, Scott Heising, Lamont Financial Services Respondent Lawyers(s): Edward Zusman, Michael P. Ring Arbitrator(s): Helen Marinak Blohm, Lester Friedman, Mary H. Evans Hearing Site: San Francisco, CA
| | Expungement |
20-03039 | 10/26/2021 | Claimant(s): Roger Follis Claimant Lawyers(s): Tosh Grebenik Respondent(s): Robertson Stephens. Respondent Lawyers(s): Vincent V. Mulcahy Arbitrator(s): Helen Marinak Blohm Hearing Site: Washington, DC
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