| 11-02628 | 06/14/2013 | Claimant(s): Lutgarda Mical, Stanley Mical
Claimant Lawyers(s): Stanley J. Mical
Respondent(s): E*Trade Securities LLC, Stuart Novoselsky
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Alan E. Case, Philip J. Glick, Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
|  | $0 |
| 11-04066 | 04/04/2013 | Claimant(s): Jagjiwan Merchia
Claimant Lawyers(s): Jagjiwan G. Merchia
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | $0 |
| 12-01801 | 03/28/2013 | Claimant(s): Daniel H. Lerner
Claimant Lawyers(s): Daniel H. Lerner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
| | $0 |
| 12-02476 | 03/20/2013 | Claimant(s): Gregory Lorenz
Claimant Lawyers(s): Gregory M. Lorenz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | Expungement |
| 11-04556 | 03/08/2013 | Claimant(s): Lori Strayn, Payton Ashleigh Strayn U/NV/UTMA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Wells Fargo Advisors, Fred Snyder, E*Trade Securities LLC, Robert Strayn
Respondent Lawyers(s): Deirdre Wolff, John Bersin, Robert Kevin Strayn
Arbitrator(s): Paul Lansing, Sherrill Wm Colvin, Robert David Epstein
Hearing Site: Indianapolis, IN
| | $118,217 |
| 11-04796 | 02/26/2013 | Claimant(s): Edwin Grimm
Claimant Lawyers(s): Birgitta K. Siegel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Kenneth Dymond
Hearing Site: Syracuse, NY
| | Expungement |
| 12-02028 | 02/25/2013 | Claimant(s): Joan McGill, Peter McGill
Claimant Lawyers(s): Peter R. McGill
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
| | $0 |
| 12-01539 | 02/08/2013 | Claimant(s): Lawrence Droutman
Claimant Lawyers(s): Lawrence Droutman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Claude O. Ramer
Hearing Site: Nashville, TN
| | $0 |
| 12-02577 | 02/07/2013 | Claimant(s): Jason Steinbeck
Claimant Lawyers(s): Jason A. Steinbeck
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
| | $0 |
| 12-01631 | 01/31/2013 | Claimant(s): Daniel Mytels
Claimant Lawyers(s): Daniel R. Mytels
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | $0 |
