FINRA Awards for Geoff Beckham

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Displaying 21-30 out of 34 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00905	10/29/2020	Claimant(s): George Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Kenneth James Pedersen Hearing Site: Seattle, WA
20-00354	10/01/2020	Claimant(s): Michael Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX
19-03610	08/19/2020	Claimant(s): Susan Lawrence Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): James E. Bartels Hearing Site: Seattle, WA
19-03476	07/08/2020	Claimant(s): Joseph Eschleman Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
19-02593	07/07/2020	Claimant(s): Stephen Thomas Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Joyce A. Mitchell Hearing Site: Charlotte, NC
19-03688	07/06/2020	Claimant(s): Brian Carey Claimant Lawyers(s): Russell Chapman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
19-02595	07/02/2020	Claimant(s): John Baughman Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
19-00915	02/04/2020	Claimant(s): Patrick Gainer Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
19-01112	12/26/2019	Claimant(s): Allen Schreiber Claimant Lawyers(s): Harris M. Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA
18-01298	09/19/2019	Claimant(s): A. Bruce Sanborn, M. Dianne Sanborn, A. Bruce and M. Dianne Sanborn Trust Claimant Lawyers(s): Mark E. Maddox Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Robert D. Sussin, Michael M. Hachigian, Elizabeth Yang Hearing Site: Los Angeles, CA		$0