| 10-05823 | 04/30/2014 | Claimant(s): Judith Glaser
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Robert Ainbinder, First Montauk Securities Corp.
Respondent Lawyers(s): Robert I. Rabinowitz, Todd A. Zuckerbrod
Arbitrator(s): Hugh N. Fryer, Myrna E. DeJesus, Stephen M. Schaedtler
Hearing Site: New York, NY
|  | Expungement |
| 13-01059 | 04/01/2014 | Claimant(s): Courtney Munson
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Primex
Respondent Lawyers(s): Mark Astarita
Arbitrator(s): James M. Scutti, Donald Theodore Ryce, Doug Campbell
Hearing Site: Boca Raton, FL
| | $138,500 |
| 12-01412 | 11/26/2013 | Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Robert Ainbinder
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Jerry P. DeNigris, Linda J. Baer, Bryan David Glass
Hearing Site: Newark, NJ
| | |
| 12-00781 | 03/14/2013 | Claimant(s): L. Downs
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Donald Newlin, Gordon Crenshaw, James Newton, Milton Turner, William McCall
Respondent Lawyers(s): Dennis Ahearn, Justin Joseph D'Elia, Todd A. Zuckerbrod
Arbitrator(s): Caryl S. Bernstein, Janice L. Burnham, Mark Cammann Pyle
Hearing Site: Richmond, VA
| | |
| 11-02233 | 11/05/2012 | Claimant(s): Exempt Share Tst of Gwen Meltzer Rev Tst
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Wells Fargo Advisors, David Kaufman
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Steven M. Greenbaum, Robert A. Sauerberg, Barry S. Shanbron
Hearing Site: Boca Raton, FL
| | $0 |
| 11-03816 | 07/03/2012 | Claimant(s): Catherine Gibson
Claimant Lawyers(s): Gene Mitchell
Respondent(s): Kovack Securities Inc.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Roy B. Gonas, George H. Rausch, Marcy R. Greer
Hearing Site: Miami, FL
| | $50,250 |
| 09-06865 | 06/19/2012 | Claimant(s): David Shutan, IRA, David Shutan Revocable Trust, Irma Shutan Revocable Trust
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Jeffrey Sanders, Matt Winslow
Respondent Lawyers(s): Matt Winslow, Todd A. Zuckerbrod
Arbitrator(s): Steven R. Reininger, Joseph J. Slotnik, Joseph Leonard Friedes
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 11-03311 | 05/29/2012 | Claimant(s): Kovack Securities Inc.
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Sean Premock
Respondent Lawyers(s): Sean Donald Premock
Arbitrator(s): Daniel P. Lund
Hearing Site: Ft. Lauderdale, FL
| | |
| 10-05205 | 04/17/2012 | Claimant(s): John Somers
Claimant Lawyers(s): Albert A DeNapoli
Respondent(s): John Sexton, Steven Rabinovici, William Moreno
Respondent Lawyers(s): Todd A Zuckerbrod, Todd A. Zuckerbrod
Arbitrator(s): Howard I. Wilgoren, Edward Aptaker, Maxwell J. Mahoney
Hearing Site: Boston, MA
| | $0 |
| 10-03700 | 03/19/2012 | Claimant(s): Mark Wilton
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Coren Stern
Arbitrator(s): Earl S. Schwarz, Bruce K. Isenberg, Perry Earl Phillips
Hearing Site: Boca Raton, FL
| | $0 |
