| 18-03420 | 01/26/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Eric R. Feld
Respondent(s): Anson Kanoy
Respondent Lawyers(s): Anson Kanoy
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
| | |
| 18-02867 | 01/15/2019 | Claimant(s): James Salem
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
| | |
| 16-03637 | 12/17/2018 | Claimant(s): Andrew Mandala, Eric Abrahams
Claimant Lawyers(s): Seth I. Rubinson
Respondent(s): Raymond, James & Associates., Raymond James Financial.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Gloria O. North, James M. Scutti, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 18-02076 | 12/14/2018 | Claimant(s): Trent Leyda
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Bonnie A. Pearce, Andrew Jay Kohan, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 18-02556 | 12/07/2018 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Stephen Murray
Respondent Lawyers(s): Stephen Allen Murray
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | |
| 18-00670 | 12/03/2018 | Claimant(s): Richard Happle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | |
| 18-01804 | 11/19/2018 | Claimant(s): Carol Silverman
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pinkus
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
| | |
| 17-01401 | 11/07/2018 | Claimant(s): Margo Norman
Claimant Lawyers(s): Jonathan Stein
Respondent(s): Jack Woodward, Raymond, James & Associates.
Respondent Lawyers(s): Bertrand C. Moser, Gianluca Morello
Arbitrator(s): Jo-Marie Lisa, Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
|  | Expungement |
| 18-00396 | 09/24/2018 | Claimant(s): John Roussell
Claimant Lawyers(s): Donald F Winningham
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
| | |
| 17-00282 | 08/23/2018 | Claimant(s): Joan Pierce
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): William O.L. Hutchinson
Arbitrator(s): Michael J. Ahlstrom, James C. Hoover, John Winslow Griesser
Hearing Site: Columbia, SC
| | Expungement |
