| 13-00728 | 07/11/2014 | Claimant(s): Michael Barker
Claimant Lawyers(s): Eric C. Kastner
Respondent(s): Morgan Keegan & Company., Raymond, James & Associates.
Respondent Lawyers(s): Julie Taylor, Nathan R. Jaskowiak
Arbitrator(s): Shawn Ridgell, Donald Ervin Cope, Michael Joseph Desmond
Hearing Site: San Francisco, CA
| | |
| 13-02134 | 04/07/2014 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Perry Landmeyer
Respondent Lawyers(s): Perry Jay Landmeyer
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
| | |
| 13-01496 | 12/20/2013 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Jeremy Chaffin
Respondent Lawyers(s): Jeremy Jay Chaffin
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
| | |
| 13-00131 | 11/27/2013 | Claimant(s): Carlos Moroz
Claimant Lawyers(s): Nicole Marlow-Jones
Respondent(s): Daryl Devillier, Raymond, James & Associates., Vincent Petrangelo
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Syracuse, NY
|  | $39,803 |
| 13-01233 | 11/08/2013 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): William Schmitt
Respondent(s): Debra Massey
Respondent Lawyers(s): Thomas C. Mann
Arbitrator(s): Keith E. Mattern
Hearing Site: Kansas City, MO
| | $0 |
| 12-01812 | 10/22/2013 | Claimant(s): Gaylord Prestige
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Henry L. Dahl, Brian W. Yee, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
| | Expungement |
| 12-02233 | 10/03/2013 | Claimant(s): John De Felice, Joseph De Felice
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Raymond, James & Associates., Michael Napolitano
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
| 12-02272 | 06/21/2013 | Claimant(s): Judith S. Primak Trust u/a DTD 7/15/82
Claimant Lawyers(s): Jerry M. Santangelo
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Harvey Frank, Jack L. Somers, Melissa B. VanDam
Hearing Site: Detroit, MI
| | $0 |
| 11-01615 | 03/01/2013 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): William Schmitt
Respondent(s): Marc Prda
Respondent Lawyers(s): J. Randle Henderson
Arbitrator(s): R. Theodore Moock, William E. Hartsfield, Melinda G. Jayson
Hearing Site: Dallas, TX
| | |
| 11-01696 | 01/04/2013 | Claimant(s): Theodore Pavlovich
Claimant Lawyers(s): Theodore Adam Pavlovich
Respondent(s): Mark Mekler, Raymond, James & Associates.
Respondent Lawyers(s): Marko J. Mrkonich
Arbitrator(s): Douglas Randall Blohm, John W. MacKimm, Jo Anne F. Lewellen
Hearing Site: Minneapolis, MN
| | |
