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FINRA Awards for William Schmitt

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0123311/08/2013Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): William Schmitt
Respondent(s): Debra Massey
Respondent Lawyers(s): Thomas C. Mann
Arbitrator(s): Keith E. Mattern
Hearing Site: Kansas City, MO
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11-0161503/01/2013Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): William Schmitt
Respondent(s): Marc Prda
Respondent Lawyers(s): J. Randle Henderson
Arbitrator(s): R. Theodore Moock, William E. Hartsfield, Melinda G. Jayson
Hearing Site: Dallas, TX
10-0062011/30/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William Schmitt
Respondent(s): Robert Wilder
Respondent Lawyers(s): Robert Scott Wilder
Arbitrator(s): Michael J. Stern, Harvey R. Linder, Mohr Ernest Hill
Hearing Site: Atlanta, GA

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