Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01638 | 11/11/2014 | Claimant(s): Deborah Cole Claimant Lawyers(s): John C. Cole Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Fredrick Davis Huebner Hearing Site: Seattle, WA |  | $213 |
| 12-03075 | 01/07/2014 | Claimant(s): Lachman Dass Gupta and Manjula Gupta Claimant Lawyers(s): Lachhman Dass Gupta Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Gordon M. Wase, Wilbert H. Luck, Glenn J. Hansen Hearing Site: Wilmington, DE | | $0 |
| 12-01801 | 03/28/2013 | Claimant(s): Daniel H. Lerner Claimant Lawyers(s): Daniel H. Lerner Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY | | $0 |
| 11-04556 | 03/08/2013 | Claimant(s): Lori Strayn, Payton Ashleigh Strayn U/NV/UTMA Claimant Lawyers(s): Mark E. Maddox Respondent(s): Wells Fargo Advisors, Fred Snyder, E*Trade Securities LLC, Robert Strayn Respondent Lawyers(s): Deirdre Wolff, John Bersin, Robert Kevin Strayn Arbitrator(s): Paul Lansing, Sherrill Wm Colvin, Robert David Epstein Hearing Site: Indianapolis, IN | | $118,217 |
| 11-04796 | 02/26/2013 | Claimant(s): Edwin Grimm Claimant Lawyers(s): Birgitta K. Siegel Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Kenneth Dymond Hearing Site: Syracuse, NY | | Expungement |
| 12-01539 | 02/08/2013 | Claimant(s): Lawrence Droutman Claimant Lawyers(s): Lawrence Droutman Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Claude O. Ramer Hearing Site: Nashville, TN | | $0 |
| 12-01631 | 01/31/2013 | Claimant(s): Daniel Mytels Claimant Lawyers(s): Daniel R. Mytels Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Paul D. Gutierrez Hearing Site: San Francisco, CA | | $0 |
| 12-01319 | 12/18/2012 | Claimant(s): Arvind Kochar Claimant Lawyers(s): Mahendr S. Kochar Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Peter D. Steinbroner Hearing Site: Los Angeles, CA | | $0 |
| 12-01227 | 11/30/2012 | Claimant(s): Timothy Clemm Claimant Lawyers(s): Timothy L. Clemm Respondent(s): E*Trade Securities Respondent Lawyers(s): John Bersin Arbitrator(s): Daniel E. Gulden Hearing Site: Atlanta, GA | | $7,320 |
| 11-04500 | 11/20/2012 | Claimant(s): Leonard Kayiwa Claimant Lawyers(s): Leonard M. Kayiwa Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Michael Nathanson, Sondra Sellars, Scott E. Smith Hearing Site: Chicago, IL | | $0 |