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FINRA Awards for John C. Cole

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0163811/11/2014Claimant(s): Deborah Cole
Claimant Lawyers(s): John C. Cole
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Fredrick Davis Huebner
Hearing Site: Seattle, WA
Checkmark Icon$213

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