FINRA Awards for Annamaria Boccia Smith

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 41-50 out of 90 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03156	06/10/2020	Claimant(s): John Moran Claimant Lawyers(s): Rachel Mech Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
19-00804	05/15/2020	Claimant(s): Sheryl Starr, Helen Schlesinger Trust Claimant Lawyers(s): Jason Albin Respondent(s): Charles Botchway, Paul McIntyre, Robert Fehrman, MSC - BD Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Michael H DuBoff, Annamaria Boccia Smith Hearing Site: Newark, NJ		$0
19-02060	03/27/2020	Claimant(s): Joseph Guarneri Claimant Lawyers(s): Patrick R Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
19-02183	01/21/2020	Claimant(s): Mikhail Filshtinskiy Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jamie J. Helman Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
19-00879	12/13/2019	Claimant(s): Jay Shah Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
19-01357	12/03/2019	Claimant(s): Alexander Napoli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
18-00449	11/08/2019	Claimant(s): Isabel Katzin IRA, Richard Katzin IRA, Richard & Isabel Katzin Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Wells Fargo Clearing Services, Robert Greene Respondent Lawyers(s): Demian Betz Arbitrator(s): Annamaria Boccia Smith, Arthur M. Schoenberger, Kent L. Benziger Hearing Site: New York, NY		$0
19-01330	11/05/2019	Claimant(s): Michael Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
19-00900	09/30/2019	Claimant(s): Stephen Kowalski Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Woods Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
19-00002	08/15/2019	Claimant(s): Richard Libretti Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ