Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01471 | 06/16/2021 | Claimant(s): Craig Pearlman Claimant Lawyers(s): Jacob L. Kahn Respondent(s): MMC Securities LLC Respondent Lawyers(s): Benjamin Emmert Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 21-00022 | 06/01/2021 | Claimant(s): Norbert Filian Claimant Lawyers(s): Christopher Seps Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Leon Fox, Michael R. Sherwin, Stephen M. Parlier Hearing Site: Chicago, IL | ||
| 20-04134 | 05/21/2021 | Claimant(s): Urban Financial Advisory Corporation Claimant Lawyers(s): Bruce Lewitas Respondent(s): Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Daniel R. Formeller Hearing Site: Chicago, IL |  | $300 |
| 20-02758 | 05/14/2021 | Claimant(s): Stephen Dissette Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WMA Securities. Respondent Lawyers(s): Clive Slovin Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-03074 | 05/10/2021 | Claimant(s): Ryan Brault Claimant Lawyers(s): Gregory B. Simon Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL | ||
| 20-02972 | 04/29/2021 | Claimant(s): Jason Ortiz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): James A. Murphy Hearing Site: Chicago, IL | ||
| 20-01652 | 04/22/2021 | Claimant(s): Richard Beleutz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 19-03495 | 04/13/2021 | Claimant(s): Sarbani Chowdhury Claimant Lawyers(s): Troy C. Owens Respondent(s): Allstate Financial Services Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Susanne J. Hollander, Michael Nathanson, Myra Christine Mormile-Wolper Hearing Site: Chicago, IL | ||
| 20-02452 | 04/09/2021 | Claimant(s): Daniel O'Halloran Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Barron Chase Securities Inc. Respondent Lawyers(s): Robert T. Kirk Arbitrator(s): Donald M. Thompson Hearing Site: Chicago, IL | ||
| 20-03150 | 03/25/2021 | Claimant(s): Thomas Paulson Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL |