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FINRA Awards for Craig Pearlman

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0382711/18/2021Claimant(s): Craig Pearlman
Claimant Lawyers(s): Jacob L. Kahn
Respondent(s): Aon Securities
Respondent Lawyers(s): David M. Katz
Arbitrator(s): Mark W Solock
Hearing Site: Chicago, IL
20-0147106/16/2021Claimant(s): Craig Pearlman
Claimant Lawyers(s): Jacob L. Kahn
Respondent(s): MMC Securities LLC
Respondent Lawyers(s): Benjamin Emmert
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL

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