| 20-01217 | 12/11/2020 | Claimant(s): FEDERICO LOPEZ JUARBE
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 20-03201 | 12/08/2020 | Claimant(s): Bradford Bernstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Julie K. Chapin
Hearing Site: Philadelphia, PA
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| 20-01078 | 12/04/2020 | Claimant(s): Paul Colchamiro
Claimant Lawyers(s): Irwin Weltz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 20-01170 | 12/04/2020 | Claimant(s): Robert Tomlinson
Claimant Lawyers(s): Chelsea Masters
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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| 20-00463 | 12/03/2020 | Claimant(s): Andrew Bodner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
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| 20-02065 | 11/27/2020 | Claimant(s): John Morris
Claimant Lawyers(s): Melissa J. Gworek
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
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| 20-02552 | 11/27/2020 | Claimant(s): Ettore Ventrice, Noah Rubin
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 20-01872 | 11/25/2020 | Claimant(s): David Maher
Claimant Lawyers(s): David Joseph Maher
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Julius Z. Frager
Hearing Site: Montpelier, VT
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| 20-01376 | 11/24/2020 | Claimant(s): Edmund Iannacone
Claimant Lawyers(s): Brian Luther
Respondent(s): Ameriprise Financial Services, UBS Financial Services Inc.
Respondent Lawyers(s): Howard M. Klausmeier, Omar Perez
Arbitrator(s): Martin R. Cramer
Hearing Site: Newark, NJ
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| 19-00636 | 11/18/2020 | Claimant(s): Barbara Brody Revocable Trust, Richard Brody Revocable Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Leslie L. Cooney, Will Murphy, Linda M. Foster-Wells
Hearing Site: Boca Raton, FL
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