| 09-04491 | 10/27/2010 | Claimant(s): James Olinkiewicz
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): UBS Financial Services Inc., William Miller
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): David J. Pine, Jettie K. Thomas, Jerome M Shafer
Hearing Site: New York, NY
|  | $0 |
| 10-01563 | 10/25/2010 | Claimant(s): Paul Scileppi
Claimant Lawyers(s): Paul Scileppi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): John A. Astorina, Kenneth M. Felder, Suzanne Amy Zalewski
Hearing Site: New York, NY
| | |
| 10-02359 | 10/25/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): David Lamarche
Respondent Lawyers(s): David Edward Lamarche
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
| | |
| 09-04396 | 10/25/2010 | Claimant(s): David Steiner
Claimant Lawyers(s): Matthew W. Woodruff
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew F. Dexter
Arbitrator(s): Barry Feiden, Mindi R. Parrott, James Anthony Maccaro
Hearing Site: New York, NY
| | $300 |
| 10-01798 | 10/22/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Robert Gunning
Respondent Lawyers(s): Robert Holmes Gunning
Arbitrator(s): Martin Mandel
Hearing Site: San Francisco, CA
| | |
| 09-01854 | 10/21/2010 | Claimant(s): Abraham Assil
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Barbara M. Zak, James R. Duncan, Richard J. Stall
Hearing Site: Los Angeles, CA
| | $0 |
| 10-01894 | 10/20/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Francisco Diaz
Respondent Lawyers(s): Francisco Alberto Diaz
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Miami, FL
| | |
| 09-06580 | 10/11/2010 | Claimant(s): Thomas Tripp
Claimant Lawyers(s): B. Scott Whipple
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): Keith C. Folkman, Gary F. Purpura, Gregory N. Smith
Hearing Site: Portland, OR
| | |
| 10-02401 | 10/06/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Shannon Ness-Jackson
Respondent Lawyers(s): Shannon M. Ness-Jackson
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Tampa, FL
| | |
| 08-03335 | 10/05/2010 | Claimant(s): Don Colcolough, Don Paul Colcolough and Anna Colcolough
Claimant Lawyers(s): Brian J. Neville
Respondent(s): John Colcolough, UBS Financial Services Inc., Stephens.
Respondent Lawyers(s): Kim Fowler, Patricia Christinasen
Arbitrator(s): Wendie L. Wachtel, Richard P. Regan, Jane C. Carney
Hearing Site: Washington, DC
| | $0 |
