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FINRA Awards for Shannon M. Ness-Jackson

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0240110/06/2010Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Shannon Ness-Jackson
Respondent Lawyers(s): Shannon M. Ness-Jackson
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Tampa, FL

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