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FINRA Awards for Francisco Alberto Diaz

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0189410/20/2010Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Francisco Diaz
Respondent Lawyers(s): Francisco Alberto Diaz
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Miami, FL

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