| 10-05260 | 02/16/2012 | Claimant(s): Nicki Lynn Dimopoulos
Claimant Lawyers(s): Evangelos Dimopoulos
Respondent(s): Wachovia Securities, Richard Dobler
Respondent Lawyers(s): Deirdre C. Wolf
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
|  | $5,000 |
| 09-06246 | 07/19/2011 | Claimant(s): Ben Pivnick, The Ben Pivnick Revocable Living Trust
Claimant Lawyers(s): Michael P. Amad
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James W. Geiger, Eugene D. Mirabello, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-00366 | 03/31/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Elizabeth E. Moum
Respondent(s): Primo Musumeci
Respondent Lawyers(s): Dogan M. Bengisu
Arbitrator(s): Steven A. Hurst, James W. Geiger, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | $0 |
| 09-02975 | 01/13/2011 | Claimant(s): Bernard Sussman, IRA, Bernard Sussman Revocable Trust
Claimant Lawyers(s): Michael Amad
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Peter J. Lavezzoli, James W. Geiger, Mark I. Roth
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 09-05050 | 12/20/2010 | Claimant(s): Jeffrey Penner, Phyllis Penner
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Herbert J. Sims & Co. Inc.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Mark C. Perry, James W. Geiger, Mary H. Cory
Hearing Site: Boca Raton, FL
| | $0 |
| 09-02028 | 09/30/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Thomas Bridge
Respondent Lawyers(s): Thomas C. Bridge
Arbitrator(s): Mark C. Perry, Walter B. Bancroft, James W. Geiger
Hearing Site: Boca Raton, FL
| | |
| 09-02201 | 08/13/2010 | Claimant(s): Scott A. Kurstin/CUS Gary Kurstin, Bette Kurstin Declaration of Trust, Gary A. Kurstin Trust, Ryan G. Kurstin Revocable Trust
Claimant Lawyers(s): Michael P. Amad
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): James W. Geiger, Kalman J. Lester, Thomas W. Miller
Hearing Site: Boca Raton, FL
| | $75,000 |
| 08-04967 | 04/30/2010 | Claimant(s): Henri Blain
Claimant Lawyers(s): Nicki Samson
Respondent(s): Michael Borgioli, Fidelity Brokerage Services LLC, FMSBONDS.
Respondent Lawyers(s): Julie W. Portera, Sydney A. Marks
Arbitrator(s): Stan West, John C. Newsom, James W. Geiger
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 07-02321 | 06/30/2008 | Claimant(s): Grace A. Neuner IRA, George G. Neuner and Grace A. Neuner
Claimant Lawyers(s): George G. Neuner
Respondent(s): Alex Ceron, Wachovia Securities
Respondent Lawyers(s): Jeremy M. Colvin, Myles H. Malman
Arbitrator(s): James W. Geiger, Ellen J. Abrams, Andrew F. Greitz
Hearing Site: Ft. Lauderdale, FL
| | $0 |
