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FINRA Awards for Richard Dobler

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0526002/16/2012Claimant(s): Nicki Lynn Dimopoulos
Claimant Lawyers(s): Evangelos Dimopoulos
Respondent(s): Wachovia Securities, Richard Dobler
Respondent Lawyers(s): Deirdre C. Wolf
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
Checkmark Icon$5,000

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