| 20-03381 | 11/17/2021 | Claimant(s): Marcia Bonilla
Claimant Lawyers(s): H. Daniel Murphy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Edward K. Lenci, Jeffrey Alan Helewitz, Jay Alan Kranis
Hearing Site: New York, NY
|  | $0 |
| 20-00630 | 09/07/2021 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): David A. Paul
Respondent(s): Michael Brennan
Respondent Lawyers(s): Jessica A. Murzyn
Arbitrator(s): Jill Pilgrim, Jay Alan Kranis, Michael A Pickholz
Hearing Site: New York, NY
| | |
| 18-04247 | 08/04/2021 | Claimant(s): Aliya Falk, Linda Falk, Mariel Falk
Claimant Lawyers(s): John C. Re
Respondent(s): Gary Zahakos, UBS Financial Services Inc.
Respondent Lawyers(s): Joshua S. Bratspies
Arbitrator(s): Jay Alan Kranis, David John Reilly, Albert Rizzo
Hearing Site: New York, NY
| | $0 |
| 19-01935 | 07/06/2021 | Claimant(s): Noemi Escobar & Jose Betances TTEE
Claimant Lawyers(s): Bruce H. Nagel
Respondent(s): Morgan Stanley, Wade Martin, Comerica Bank
Respondent Lawyers(s): Francis P. Maneri, Joseph A. Sack, Sean J. Coughlin
Arbitrator(s): Catherine Stewart, Jay Alan Kranis, Avram B Segall
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-02655 | 05/06/2021 | Claimant(s): Everett Weinberger
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Jay Alan Kranis
Hearing Site: New York, NY
| | |
| 20-02416 | 04/19/2021 | Claimant(s): Paul Largo
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Jay Alan Kranis
Hearing Site: Jersey City, NJ
| | |
| 19-01880 | 07/24/2020 | Claimant(s): Matthew Lane
Claimant Lawyers(s): Paul E. Minnefor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Robert E. Anderson, Jay Alan Kranis, Richard Gaspare Dragotta
Hearing Site: Newark, NJ
| | |
| 19-02063 | 06/29/2020 | Claimant(s): Peter Neuberg
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Bryan David Glass, Jay Alan Kranis, Ron Greenfield
Hearing Site: Newark, NJ
| | |
| 19-00330 | 06/05/2020 | Claimant(s): Ignatius Desimone
Claimant Lawyers(s): Edward Hernstadt
Respondent(s): Mirae Asset Securities (USA) Inc.
Respondent Lawyers(s): Dov Kesselman
Arbitrator(s): Mary P. Bass, Jay Alan Kranis, Clifford D. Dawkins
Hearing Site: New York, NY
| | |
| 18-04184 | 04/21/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Frank Fava
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Margarita Echevarria, Jay Alan Kranis, Sidney Seligman
Hearing Site: Newark, NJ
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