Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01060 | 04/17/2013 | Claimant(s): Angie Herschkoff Claimant Lawyers(s): Joseph J. Gulino Respondent(s): Chase Investment Services Corp., AXA Advisors Respondent Lawyers(s): Joseph S. Simms, Renata Ortiz Bloom Arbitrator(s): Marc S. Piven, Michael A. Levin, Mauricio Arcadier Hearing Site: Boca Raton, FL |  | Dismissed by Rule 12206 |
| 11-03906 | 12/10/2012 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Ronny Powell Respondent Lawyers(s): Ronny W. Powell Arbitrator(s): Marshal H. Emerson, John F. O'Neill, David Freeman Hearing Site: Birmingham, AL | ||
| 11-02771 | 12/05/2012 | Claimant(s): Matthew Ryan Claimant Lawyers(s): Matthew Ryan Respondent(s): Edward Zaik, AXA Advisors Respondent Lawyers(s): Hector D. Geribon, Jessica Levine Arbitrator(s): Robert Pincus, Timothy A Meigher, Clifford C. Rohde Hearing Site: Albany, NY | | $0 |
| 11-03080 | 09/26/2012 | Claimant(s): Samuel Borger Claimant Lawyers(s): Samuel J Borger Respondent(s): AXA Advisors Respondent Lawyers(s): Kenneth O'Connor Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 12-01198 | 09/04/2012 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Samuel McCormick Respondent Lawyers(s): Samuel Troy McCormick Arbitrator(s): Michael G. Clark Hearing Site: Portland, OR | ||
| 11-03743 | 06/26/2012 | Claimant(s): Ronald Vulcano Claimant Lawyers(s): Robert J. Pearl Respondent(s): AXA Advisors Respondent Lawyers(s): Eileen Stassa Arbitrator(s): Stuart M. Schwartz, Howard B. Cohen, Carl J. Disalvatore Hearing Site: Syracuse, NY | | $0 |
| 11-03910 | 03/22/2012 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): William Adelsberger Respondent Lawyers(s): William George Adelsberger Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD | ||
| 11-03909 | 03/01/2012 | Claimant(s): AXA Advisors Claimant Lawyers(s): Don R. Boswell Respondent(s): Alan Gross Respondent Lawyers(s): Alan H. Gross Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | ||
| 10-02869 | 11/14/2011 | Claimant(s): Paula Fives-Taylor Claimant Lawyers(s): Chad N. Cagan Respondent(s): Charles DinklageL Financial LLC, AXA Advisors Respondent Lawyers(s): Brian J. Palmeri, Eilott R Good Arbitrator(s): Elizabeth K. Norsworthy, Albert J. Cirone, Jack B. Golden Hearing Site: Montpelier, VT | | Expungement |
| 11-00921 | 10/12/2011 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): William Miller Respondent Lawyers(s): William Donald Miller Arbitrator(s): R. Phillip Reed Hearing Site: Wichita, KS |