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FINRA Awards for AXA Advisors

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Displaying 11-20 out of 84 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0288602/02/2021Claimant(s): George Franklin, Wanda Franklin
Claimant Lawyers(s): Gavin Rush
Respondent(s): AXA Advisors
Respondent Lawyers(s): Jason A. Richardson
Arbitrator(s): Jeff Abrams, Edward Bradbury Cloutman, Staci Lynette Glenn
Hearing Site: Dallas, TX
Checkmark IconDismissed by Rule 12206
20-0172901/19/2021Claimant(s): Joseph Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Donald N. Tolin
Hearing Site: Salt Lake City, UT
20-0092512/22/2020Claimant(s): Gregg Martinsen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Tracy L. Allen
Hearing Site: Buffalo, NY
20-0120312/15/2020Claimant(s): Mark Dolfis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
20-0095712/04/2020Claimant(s): Maurice Acriche
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
20-0137511/23/2020Claimant(s): Steven Howell
Claimant Lawyers(s): Stephan Louviere
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
20-0008709/04/2020Claimant(s): Thomas Vandoorne
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): AXA Advisors
Respondent Lawyers(s): Lynnette Cortes Mhatre
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
20-0067808/24/2020Claimant(s): Lynda Martinsen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Michael D. McDowell
Hearing Site: Buffalo, NY
19-0348007/17/2020Claimant(s): Paul Rutkowski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
19-0135806/16/2020Claimant(s): Ferdinand Ruplin
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): AXA Advisors, The Equitable Life Assurance Society Of
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Sam Antar
Hearing Site: New York, NY

84 Results

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