| 19-03602 | 02/03/2020 | Claimant(s): Andrea Bevis
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
| | |
| 19-00334 | 01/31/2020 | Claimant(s): Edward Mathews
Claimant Lawyers(s): John A. Mangones
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): Peter J. Dale, Gerard S. Marsan, Robert N. Jones
Hearing Site: Boston, MA
| | |
| 18-03991 | 07/30/2019 | Claimant(s): Michael Abramo
Claimant Lawyers(s): N. Nancy Ghabai, Esq.
Respondent(s): LPL Financial LLC, UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Anthony J. Borrelli, David I. Hantman, Esq., Jon D. Kaplon
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
| | |
| 18-02162 | 03/22/2019 | Claimant(s): Douglas J. Calnan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
| | |
| 18-02274 | 01/30/2019 | Claimant(s): Andrew Zimmerman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
| | |
| 17-01671 | 10/12/2018 | Claimant(s): Margaret Lee, Robert Lee
Claimant Lawyers(s): Daniel J. Dwyer
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Peter J. Dale, Gerard S. Marsan, Susan E. Maloney
Hearing Site: Boston, MA
|  | $34,537 |
| 17-00831 | 03/23/2018 | Claimant(s): Wayne Magao
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Adam Saper
Arbitrator(s): Gerard S. Marsan, Catherine Stewart, Jud Perkins
Hearing Site: Providence, RI
| | Expungement |
| 16-01590 | 01/30/2018 | Claimant(s): George Donnegan
Claimant Lawyers(s): Sean C. Flaherty
Respondent(s): Mike Emmanouilidis, Yiannis Emmanouilidis
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): William A. Barrett, John H. Henn, Gerard S. Marsan
Hearing Site: Boston, MA
| | Expungement |
| 14-00755 | 05/24/2016 | Claimant(s): Kiranya Tipirneni, Prabhakar Tipirneni
Claimant Lawyers(s): Stacey P. Nakasian
Respondent(s): Charles White, Wilson Saville, Barrett & Company
Respondent Lawyers(s): David A. Conti
Arbitrator(s): Gerard S. Marsan, Paul A. Auerbach, Amy Lampert
Hearing Site: Providence, RI
| | $267,890 |
| 15-00981 | 02/25/2016 | Claimant(s): Lawrence Genovesi
Claimant Lawyers(s): Michael R. Perry
Respondent(s): Carol Ball
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Gerard S. Marsan, Michael P. Anciello, Joseph Samuel Berman
Hearing Site: Boston, MA
| | $0 |
