Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03546 | 10/21/2020 | Claimant(s): John Slipek Claimant Lawyers(s): Scott Holcomb Respondent(s): NewBridge Securities Corp., Investors Capital Corp., J.P. Turner & Company Respondent Lawyers(s): David Feldstein, Gregg Breitbart Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | ||
| 18-03755 | 07/01/2020 | Claimant(s): Stanley Kulesza Claimant Lawyers(s): Richard D. DeVita Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon Schopf Arbitrator(s): Sam Antar, Scott M. Pellegrino, James M. Rhodes Hearing Site: Newark, NJ |  | $0 |
| 19-02866 | 06/25/2020 | Claimant(s): Maxim Yutsis Claimant Lawyers(s): Joshua A. Katz Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 19-03686 | 06/24/2020 | Claimant(s): Robert Santillo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Anna Matsuo Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 19-01358 | 06/16/2020 | Claimant(s): Ferdinand Ruplin Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): AXA Advisors, The Equitable Life Assurance Society Of Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 19-01765 | 05/06/2020 | Claimant(s): Anne Marie Roberts Claimant Lawyers(s): Alex E. Rogers Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | | $0 |
| 18-03878 | 03/23/2020 | Claimant(s): David Bindelglass Claimant Lawyers(s): Scott C. Matasar Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracey L. Gerber Arbitrator(s): Sam Antar, Linda J. Baer, Kevin Holt Hearing Site: Newark, NJ | ||
| 19-00814 | 02/25/2020 | Claimant(s): Joel Breiter Claimant Lawyers(s): Angela Turiano Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc. Respondent Lawyers(s): John T. McGuire, Omar Perez Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 19-00791 | 08/13/2019 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): James Shea Respondent Lawyers(s): Paul V. Fernicola Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | ||
| 19-00726 | 08/08/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Timothy Skinner Respondent Lawyers(s): Timothy Francis Skinner Arbitrator(s): Sam Antar Hearing Site: Newark, NJ |