Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03198 | 09/30/2021 | Claimant(s): David Ruckno Claimant Lawyers(s): Mark S. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 20-02928 | 07/30/2021 | Claimant(s): Daniel Avan Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | ||
| 20-03197 | 07/19/2021 | Claimant(s): David Ruckno Claimant Lawyers(s): Mark Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 21-00001 | 07/08/2021 | Claimant(s): Brian Rorick Claimant Lawyers(s): Michelle Atlas Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael Jeffrey Norton Hearing Site: Denver, CO | ||
| 20-03440 | 07/06/2021 | Claimant(s): Andrew Ruboyianes Claimant Lawyers(s): Robert D. Mitchell Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Morris S. Getzels, Stephanie P. Lebhar, Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 20-03059 | 06/04/2021 | Claimant(s): Bradley Finnigan Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 20-02991 | 05/25/2021 | Claimant(s): Kirk Mandlin Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-03116 | 05/14/2021 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Robert J. Scafuri Hearing Site: Cincinnati, OH | ||
| 20-03199 | 05/14/2021 | Claimant(s): Anthony Scaglione Claimant Lawyers(s): Joshua F. Bautz Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 20-02655 | 05/06/2021 | Claimant(s): Everett Weinberger Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Jay Alan Kranis Hearing Site: New York, NY |