| 20-02366 | 04/21/2021 | Claimant(s): Michelle Parretti
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | |
| 20-02363 | 02/03/2021 | Claimant(s): Kamesh Nagarajan
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
| | |
| 20-00592 | 10/16/2020 | Claimant(s): Dominick Dibona
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 19-03166 | 08/21/2020 | Claimant(s): David Himich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 18-04387 | 08/15/2019 | Claimant(s): Brian Eagon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Abigail D. Elrod, Elisabeth Kratka
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
| | |
| 18-03254 | 06/06/2019 | Claimant(s): Ronald Wetzel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Abigail D. Elrod, Barbara Weaver, David I. Hantman
Arbitrator(s): Jim Geiger
Hearing Site: Baltimore, MD
| | |
| 18-02192 | 03/27/2019 | Claimant(s): David Netkin
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Morgan Stanley DW Inc., Atlantic Group Securities.
Respondent Lawyers(s): Abigail D. Elrod, John Sabo
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
| | |
| 18-00615 | 01/11/2019 | Claimant(s): David Stack
Claimant Lawyers(s): Timothy C. Lynch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
|  | Expungement |
| 13-01693 | 09/17/2014 | Claimant(s): Steven Halliwell
Claimant Lawyers(s): Steven E. Halliwell
Respondent(s): Linda Miller, Nationwide Investment Services Corporati, Securities Service Network., Walnut Street Securities.
Respondent Lawyers(s): Abigail D. Elrod, Joanna M.F. Wilcomes, Ronald T. Klimas, Victoria A. Flinn
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
