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FINRA Awards for Joanna M.F. Wilcomes

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0169309/17/2014Claimant(s): Steven Halliwell
Claimant Lawyers(s): Steven E. Halliwell
Respondent(s): Linda Miller, Nationwide Investment Services Corporati, Securities Service Network., Walnut Street Securities.
Respondent Lawyers(s): Abigail D. Elrod, Joanna M.F. Wilcomes, Ronald T. Klimas, Victoria A. Flinn
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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