| 17-02040 | 04/30/2018 | Claimant(s): Ryan Kuhn
Claimant Lawyers(s): Ryan Michael Kuhn
Respondent(s): Benjamin Gordon, BG Strategic Advisors LLC
Respondent Lawyers(s): Jennifer A. Schwartz
Arbitrator(s): Monroe Mitchel, Berthold T. Berkwich, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | |
| 17-00854 | 09/06/2017 | Claimant(s): Ana Blatman
Claimant Lawyers(s): Ana Blatman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
|  | $213 |
| 15-01979 | 06/16/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Patrick G. King
Respondent(s): Scott Sade
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Monroe Mitchel, Mark I. Roth, John S. Leech
Hearing Site: Boca Raton, FL
| | |
| 14-02122 | 05/22/2017 | Claimant(s): Aida Mancini, Conchita Rivera, Joaqmar.
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Frank J. Cuccio, Matthew C. Plant
Arbitrator(s): Monroe Mitchel, Keith L. Saunders, Robert Stewart Barney
Hearing Site: San Juan, PR
| | Expungement |
| 14-00751 | 06/08/2016 | Claimant(s): Wendy Glick
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Morgan Stanley, Scott Drayer
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Monroe Mitchel, Bruce K. Isenberg, Will Murphy
Hearing Site: Boca Raton, FL
| | $0 |
| 15-01502 | 11/24/2015 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Scott Washburn
Respondent Lawyers(s): Scott Alden Washburn
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
| | |
| 13-00894 | 10/29/2015 | Claimant(s): Christopher Morson
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Steven N. Ainbinder, Monroe Mitchel, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
| | |
| 14-01784 | 09/09/2015 | Claimant(s): Berta Ganapolsky
Claimant Lawyers(s): Jonathan F. Claussen
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Asset Managers of Puerto Rico, UBS Trust Company of Puerto Rico
Respondent Lawyers(s): Gregg M. McCormick, Roberto C. Quinones
Arbitrator(s): Monroe Mitchel, Brian P. Jakes, Richard Merritt Langway
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 14-00560 | 08/28/2015 | Claimant(s): Barry Bruck, Enid Bruck, Enid Bruck and Barry Bruck JTWROS
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Monroe Mitchel, Daniel Joseph Chiodo, Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-03588 | 07/31/2015 | Claimant(s): Georgianna Gimbel, John Gimbel
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christopher Seebeck, Cynthia Smith, Lawrence Green, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B Rounsville
Arbitrator(s): Monica I. Salis, Monroe Mitchel, Mervyn A. Feinstein
Hearing Site: Boca Raton, FL
| | Expungement |
