| 17-03500 | 07/26/2018 | Claimant(s): Andrew Samalin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., First Asset Management.
Respondent Lawyers(s): Chan H. Nam, Lawrence Sandor
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | |
| 15-00953 | 05/16/2018 | Claimant(s): Alexander Beigelman
Claimant Lawyers(s): Linda D. Friedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Kenneth L. Stewart, Karen Isabel Bedrosian - Richardson, Martin Deignan Dehler
Hearing Site: New York, NY
| | |
| 17-00436 | 08/22/2017 | Claimant(s): Adam Greenstein
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Kristin Wynne
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | |
| 16-00059 | 02/15/2017 | Claimant(s): Lee Stahl
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Paul S. Biederman, Karen Isabel Bedrosian - Richardson, Susan Romano
Hearing Site: New York, NY
|  | Expungement |
| 10-05583 | 02/23/2016 | Claimant(s): John Delaney
Claimant Lawyers(s): Jonathan Honig
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Karen Isabel Bedrosian - Richardson, Toby Susan DeSimone, Adam M. Kauff
Hearing Site: New York, NY
| | |
| 10-01922 | 03/13/2012 | Claimant(s): Narayan Madisetti
Claimant Lawyers(s): Richard M. Duignan
Respondent(s): OptionsXpress.
Respondent Lawyers(s): James M. Moriarty
Arbitrator(s): David F. Greenberg, Brian J. Burstin, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | $16,500 |
| 06-02862 | 10/03/2007 | Claimant(s): Jacob Niremberg
Claimant Lawyers(s): Isaac Schlesinger
Respondent(s): NYLife Securities LLC, George Gordon
Respondent Lawyers(s): Christopher S. Rooney
Arbitrator(s): Norman B. Arnoff, Mary Ellen Burns, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | |
