18-00102 | 04/15/2020 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): George L. Guerra Respondent(s): Eric Wilson, Lee Jordan, Michael Carbajal, William Schroth Respondent Lawyers(s): Craig Kuglar, George L. Guerra Arbitrator(s): Barbara Black, James C. Hoover, Karen M Kassouf Hearing Site: Atlanta, GA
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16-00150 | 12/19/2019 | Claimant(s): Joseph Long, Joseph Duane Long IRA, PTC Cust IRA FBO Joseph Duane Long, PTC Cust IRA FBO Peggy Long, Joseph Duane Long and Peggy Long JJTEN Claimant Lawyers(s): David M. Gaba Respondent(s): LPL Financial LLC Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Barbara Black, James Howell Garrison, William Finley Hamel Hearing Site: Charlotte, NC
| | $550,398 |
17-01632 | 09/06/2019 | Claimant(s): Andrew Firstman, Christian Cram, Mark Horncastle Claimant Lawyers(s): Jessica A. Murzyn Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Janene Marasciullo Arbitrator(s): Barbara Black, Birdel Franklin Jackson, Karen M Kassouf Hearing Site: Atlanta, GA
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18-01185 | 08/27/2018 | Claimant(s): Evan Wilson Claimant Lawyers(s): Evan D Wilson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Barbara Black Hearing Site: Charlotte, NC
| | $0 |
17-00666 | 01/26/2018 | Claimant(s): Brett Laferrera Claimant Lawyers(s): Brett Andrew LaFerrara Respondent(s): VALIC Financial Advisors. Respondent Lawyers(s): Michael A. Rollin Arbitrator(s): Barbara Black, Terresa L. Beaman, Robert N. Kohn Hearing Site: Birmingham, AL
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16-00659 | 04/06/2017 | Claimant(s): Jon Davidson Claimant Lawyers(s): James D. Patrick Respondent(s): Wells Fargo Advisors, Janice Hutson Respondent Lawyers(s): Keith J. Barnett Arbitrator(s): Barbara Black, Rudolph Andrew Bata, Robert Ware Killorin Hearing Site: Atlanta, GA
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14-00199 | 01/06/2016 | Claimant(s): Kenneth Lee Claimant Lawyers(s): Steven D. Toskes Respondent(s): Citigroup Global Markets., Hsyu-Chieng Chiou Respondent Lawyers(s): Brian J. Ellis, Steven D. Toskes Arbitrator(s): Perry Lee Taylor, Barbara Black, Helen E. Huyler Hearing Site: Atlanta, GA
| | $2,250,000 |
11-04101 | 11/08/2012 | Claimant(s): ING Financial Partners., ING Life Insurance and Annuity Company Claimant Lawyers(s): Steven E Mellen Respondent(s): Jeanie O'Daniel Respondent Lawyers(s): Stephen G. Amato Arbitrator(s): Barbara Black, Coleman Robert Perry, Linda W. Hester Hearing Site: Louisville, KY
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11-03756 | 09/10/2012 | Claimant(s): Forrest Sutherland Claimant Lawyers(s): Cassaundra L. Edwards Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): Scott H Litwin, Jeffrey M. Bain, Barbara Black Hearing Site: Cincinnati, OH
| | $0 |
11-03751 | 07/10/2012 | Claimant(s): Cassandra Fishbein, Donn Fishbein, Donn Fishbein PSP Part QRP/Keogh Claimant Lawyers(s): Nicole L. Harrison Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Sean B. Meehan Arbitrator(s): Barbara Black Hearing Site: Columbus, OH
| | Expungement |