| 09-05445 | 11/11/2010 | Claimant(s): Patricia Rosati, Raymond Rosati
Claimant Lawyers(s): Raymond T Rosati
Respondent(s): Michael Bowen, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): David Buch, Vincent Micciche, Christopher C. Willett
Hearing Site: Buffalo, NY
|  | $0 |
| 09-04377 | 07/08/2010 | Claimant(s): Henry Stern, Joyce Greer Stern
Claimant Lawyers(s): Richard M. Zaroff
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Edward S. Bradley, Lise Gabrielle Hunter, Judith Fields Jurney
Hearing Site: New York, NY
| | $0 |
| 09-04408 | 06/28/2010 | Claimant(s): Nicolas Billeaud
Claimant Lawyers(s): Martin F. Gusy
Respondent(s): HSBC Bank USA, N.A., HSBC North America Holdings., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): David N. Brainin, Franklin P. Chapman, Blossom Nicinski
Hearing Site: New York, NY
| | |
| 06-04943 | 02/17/2010 | Claimant(s): Dann Neale, Kevin Cougle
Claimant Lawyers(s): Kevin J. Mirch
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Richard D. Rosenbloom, Joan B. Alexander, Frederick N.C. Jerauld
Hearing Site: Buffalo, NY
| | |
| 07-03592 | 10/22/2008 | Claimant(s): Gregory Eagan
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Richard B. Palmer
Arbitrator(s): Diane Getzler, Judith E. Gross, Toby Susan DeSimone
Hearing Site: New York, NY
| | |
| 06-03145 | 04/30/2008 | Claimant(s): Roberto Erusalimsky, Highlands Investment Trading, Ltd., et
Claimant Lawyers(s): Alan R. Perry
Respondent(s): HSBC Brokerage (USA) Inc., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Michael A. Levin, Daniel S. Newman, Richard A. Stephens
Hearing Site: Boca Raton, FL
| | $0 |
