Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 06-04943 | 02/17/2010 | Claimant(s): Dann Neale, Kevin Cougle Claimant Lawyers(s): Kevin J. Mirch Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Brian J. Ellis Arbitrator(s): Richard D. Rosenbloom, Joan B. Alexander, Frederick N.C. Jerauld Hearing Site: Buffalo, NY | ||
| 06-05309 | 06/12/2008 | Claimant(s): Roxanne Brooker Claimant Lawyers(s): James G Brooker Respondent(s): Anne Saeva, Chase Investment Services Corp., Paula Fritz Respondent Lawyers(s): Carolyn G. Nussbaum Arbitrator(s): Ralph L. Halpern, Karin A. Schlosser, Frederick N.C. Jerauld Hearing Site: Buffalo, NY |