| 12-00413 | 02/05/2013 | Claimant(s): SII Investments.
Claimant Lawyers(s): Andrew Harris
Respondent(s): Kendall Lovett
Respondent Lawyers(s): Kendall Lovett
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 11-04763 | 01/15/2013 | Claimant(s): Grace Stuart Nay, William Stuart, The Estate of William D. Stuart, Sr.,De
Claimant Lawyers(s): D. Paul Dalton
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kyle A. Owens
Arbitrator(s): G. Maynard Green, James C. Allums, Melvin H. Wolovits
Hearing Site: Dallas, TX
|  | $306,130 |
| 11-02519 | 01/04/2013 | Claimant(s): Bonny Wammack
Claimant Lawyers(s): J. Mitchell Little
Respondent(s): Evan Esselman, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): William L. Cravens, C. Sumpter Logan, Edward J. Lynch
Hearing Site: Dallas, TX
| | Expungement |
| 11-00235 | 12/28/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Lisa M. Bertain
Respondent(s): Steven Widtfeldt
Respondent Lawyers(s): Steven Eric Widtfeldt
Arbitrator(s): Mark I Preston, Charles A. Joplin, Earle J. Schwarz
Hearing Site: Dallas, TX
| | |
| 10-04500 | 12/17/2012 | Claimant(s): Lawrence Dale, LBD Holdings 2007
Claimant Lawyers(s): Christian D. Tucker
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Karen Roberts Washington, Frances Johnson Wright, Timothy Paul Davis
Hearing Site: Dallas, TX
| | $1,380,640 |
| 11-03318 | 12/14/2012 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey Compton
Respondent(s): Gabrell Chambers
Respondent Lawyers(s): Gabrell Christian Chambers
Arbitrator(s): Patricia B. Lehtola
Hearing Site: Dallas, TX
| | |
| 11-03636 | 12/13/2012 | Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Securities Network LLC
Respondent Lawyers(s): Jonathan S. Self
Arbitrator(s): Edwin J. Tomko, David Max Sanderford, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $1,549,440 |
| 12-00827 | 11/29/2012 | Claimant(s): Carson Graves
Claimant Lawyers(s): Carson Graves
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Bill M. Lamoreaux, Robert E. Treadaway, Mayur Harshad Amin
Hearing Site: Dallas, TX
| | |
| 12-02449 | 11/21/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Steven Satter
Respondent(s): Helen Devito
Respondent Lawyers(s): Helen Marie Devito
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 12-01805 | 11/09/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Michael Mangrum
Respondent Lawyers(s): Michael Frederick Mangrum
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
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