Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01308 | 02/29/2024 | Claimant(s): Curtis Harris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research., MML Investors Services Respondent Lawyers(s): Jeanette E. Dennis, Julie E. Ravis Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 23-01420 | 02/27/2024 | Claimant(s): Matthew Langhorst, Rebecca Hallman Claimant Lawyers(s): Bryon Romine Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Richard C. Corse, Thomas W. Allen, Don G Miller Hearing Site: Dallas, TX | ||
| 23-01956 | 02/21/2024 | Claimant(s): Michael Escobar Claimant Lawyers(s): James P. Galvin Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01469 | 01/31/2024 | Claimant(s): Charles Landry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01193 | 01/30/2024 | Claimant(s): Phillip Weaver Claimant Lawyers(s): Kathleen Patchel Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 23-02425 | 01/26/2024 | Claimant(s): Kayla Nguyen Claimant Lawyers(s): Kayla Nguyen Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX |  | $0 |
| 23-00637 | 01/22/2024 | Claimant(s): Miguel Montejano Claimant Lawyers(s): Amir Tadjedin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 22-02207 | 12/28/2023 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Craig Stein Respondent(s): David Ferneding Respondent Lawyers(s): David Jerome Ferneding Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX | ||
| 22-02906 | 12/22/2023 | Claimant(s): Belinda Aucoin Claimant Lawyers(s): Chelsea Bauer Respondent(s): Comerica Securities, Milkie/Ferguson Investments. Respondent Lawyers(s): Edward Milkie, Susan C. Nystrom Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01483 | 12/19/2023 | Claimant(s): Carolyn Martin, Stephanie Groschup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX |