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FINRA Awards for Dallas, TX

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Displaying 11-20 out of 666 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0128107/26/2024Claimant(s): John Loyd
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth, Kelsey Vasko
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
24-0055507/26/2024Claimant(s): Sravanthi Gadamsetty IRA
Claimant Lawyers(s): Sravanthi Gadamsetty
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
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23-0207307/15/2024Claimant(s): Timothy Walsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): World Choice Securities.
Respondent Lawyers(s): Robert K. Cargin
Arbitrator(s): Ross B. Russell
Hearing Site: Dallas, TX
23-0103107/15/2024Claimant(s): Sandra Scullen, Sandra M. Scullen IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Securities America.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Louis J. Weber, Eric Ross Cromartie, Michael Wayne Johnston
Hearing Site: Dallas, TX
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23-0279706/27/2024Claimant(s): J. Rhodes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Rhodes Securities.
Respondent Lawyers(s): Gordon Rhodes
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
23-0219206/20/2024Claimant(s): Apex Clearing Corporation
Claimant Lawyers(s): Jonathan D. Neerman
Respondent(s): Elevated Principles Inc. d/b/a Flyte
Respondent Lawyers(s): David Williams Hannes
Arbitrator(s): Mary Elizabeth Skelnik, Dianne Connally Betts, Will Pryor
Hearing Site: Dallas, TX
23-0278906/12/2024Claimant(s): Kyle Gardner
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): SCF Securities.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
23-0112206/07/2024Claimant(s): William Straub
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
23-0279905/22/2024Claimant(s): Marilyn Zehntner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Rhodes Securities.
Respondent Lawyers(s): Gordon Rhodes
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
24-0024305/16/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason D. Evans
Respondent(s): Carol Miller
Respondent Lawyers(s): Carol Suzanne Miller
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX

666 Results

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