| 08-00756 | 02/09/2009 | Claimant(s): Khalil Abbasi and David Abbasi
Claimant Lawyers(s): David Abbasi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert H. Putnam, Howard S. Levine, Arthur P. Barry
Hearing Site: Atlanta, GA
|  | $0 |
| 05-00557 | 12/04/2008 | Claimant(s): Daniel Pompilio
Claimant Lawyers(s): Frank A. Lightmas
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Perry Lee Taylor, Ralph S. Paden, Harvey R. Linder
Hearing Site: Atlanta, GA
| | $0 |
| 08-00811 | 11/21/2008 | Claimant(s): Mary Bickerstaff
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas A. Farnen
Arbitrator(s): Richard V. McGalliard, John D. Mattingly, Marcia A. Ogilvie
Hearing Site: Atlanta, GA
| | $300 |
| 08-01310 | 11/17/2008 | Claimant(s): Martha Schallern
Claimant Lawyers(s): Martha L. Schallern
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Susan Morris
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Helen E. Huyler
Hearing Site: Atlanta, GA
| | $4,389 |
| 08-00315 | 11/04/2008 | Claimant(s): Aubrey Wright and Martha Wright
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Perry Lee Taylor, Joyce F. Glucksman, Robert A. Dean
Hearing Site: Atlanta, GA
| | $90,352 |
| 07-03133 | 10/01/2008 | Claimant(s): Deborah Soden Rowe, Eugene Soden, Estate of Eugene Vincent Soden, Jr.
Claimant Lawyers(s): E. Ray Stanford
Respondent(s): Irene Soden, Scottrade.
Respondent Lawyers(s): Abraham A. Sharony, F. Carlton King
Arbitrator(s): Robert H. Putnam, James J. Dalton, Daniel H. Kolber
Hearing Site: Atlanta, GA
| | |
| 07-03416 | 08/07/2008 | Claimant(s): Sonia Moriarty
Claimant Lawyers(s): Sonia L Moriarty
Respondent(s): Edward Jones
Respondent Lawyers(s): Kimber Monroe
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
| | $0 |
| 05-05553 | 06/09/2008 | Claimant(s): William C. and Jeneanne C. Hyatt
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Rosemarie L. Bryan, David T. Maddux, Ronelle W. Genser
Hearing Site: Atlanta, GA
| | $30,695 |
| 06-05187 | 05/16/2008 | Claimant(s): Michael Cain
Claimant Lawyers(s): Raymond L. Moss
Respondent(s): Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Richard V. McGalliard, Marian Cover Dockery, Alfred Lee Dingler
Hearing Site: Atlanta, GA
| | |
| 07-02924 | 04/23/2008 | Claimant(s): Garland Adams
Claimant Lawyers(s): Milton H Fried
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Carrie J. Bechtold
Arbitrator(s): A. Keith Logue, Irving M. Shlesinger, Thomas Neal Tillery
Hearing Site: Atlanta, GA
| | $0 |
