Potomac Analytics' Logo

FINRA Awards for Atlanta, GA

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 291-300 out of 453 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0176904/15/2013Claimant(s): Joshua Segue
Claimant Lawyers(s): Joshua Pierre Segue
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Gary P. Alexander, Robert H. Putnam, J. G. Long
Hearing Site: Atlanta, GA
Checkmark Icon$0
11-0441404/09/2013Claimant(s): James Gerard
Claimant Lawyers(s): James Gerard
Respondent(s): Jeremy Tintle, Oppenheimer & Co..
Respondent Lawyers(s): Jeremy Gerald Tintle, Leo Kogan
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
Checkmark Icon$0
12-0201503/20/2013Claimant(s): Keith Bryant
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Atlanta, GA
Checkmark Icon$0
12-0006402/26/2013Claimant(s): Catherine St. Clair
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Carol Li
Arbitrator(s): Fredrick T.W. Reed, Mollie Wagner Neal, Harry G. Mason
Hearing Site: Atlanta, GA
Checkmark IconExpungement
11-0390402/11/2013Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William M. Schmitt
Respondent(s): William Lane
Respondent Lawyers(s): Kim Mark Minix
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
12-0074101/16/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Lee Yi
Respondent Lawyers(s): Lee J. Yi
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
12-0011601/15/2013Claimant(s): Mark Kearsley
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark Icon$213
12-0280612/21/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Kyle Horton
Respondent Lawyers(s): Kyle Horton
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
11-0420412/12/2012Claimant(s): BLT Enterprises.
Claimant Lawyers(s): Richard L. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Burroughs
Respondent Lawyers(s): Rodney J. Heggy
Arbitrator(s): Irving M. Shlesinger, George S. Willingham, Ronelle W. Genser
Hearing Site: Atlanta, GA
Checkmark Icon$60,300
11-0223912/04/2012Claimant(s): Donna Jurena, William Jurena
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alexander B. Feinberg
Arbitrator(s): James R. McGuone, Arthur P. Barry, Jerome Jack Shure
Hearing Site: Atlanta, GA
Checkmark IconExpungement

453 Results

Display: