12-01769 | 04/15/2013 | Claimant(s): Joshua Segue Claimant Lawyers(s): Joshua Pierre Segue Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Gary P. Alexander, Robert H. Putnam, J. G. Long Hearing Site: Atlanta, GA
| | $0 |
11-04414 | 04/09/2013 | Claimant(s): James Gerard Claimant Lawyers(s): James Gerard Respondent(s): Jeremy Tintle, Oppenheimer & Co.. Respondent Lawyers(s): Jeremy Gerald Tintle, Leo Kogan Arbitrator(s): Chandler R Bridges Hearing Site: Atlanta, GA
| | $0 |
12-02015 | 03/20/2013 | Claimant(s): Keith Bryant Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Kimberly A. Gilmour Hearing Site: Atlanta, GA
| | $0 |
12-00064 | 02/26/2013 | Claimant(s): Catherine St. Clair Claimant Lawyers(s): Benjamin Lapin Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Carol Li Arbitrator(s): Fredrick T.W. Reed, Mollie Wagner Neal, Harry G. Mason Hearing Site: Atlanta, GA
| | Expungement |
11-03904 | 02/11/2013 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): William M. Schmitt Respondent(s): William Lane Respondent Lawyers(s): Kim Mark Minix Arbitrator(s): Karla Y. Vogel Hearing Site: Atlanta, GA
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12-00741 | 01/16/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Lee Yi Respondent Lawyers(s): Lee J. Yi Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
| | |
12-00116 | 01/15/2013 | Claimant(s): Mark Kearsley Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos Provencio Arbitrator(s): Bruce W. Bennett Hearing Site: Atlanta, GA
| | $213 |
12-02806 | 12/21/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Kyle Horton Respondent Lawyers(s): Kyle Horton Arbitrator(s): Karla Y. Vogel Hearing Site: Atlanta, GA
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11-04204 | 12/12/2012 | Claimant(s): BLT Enterprises. Claimant Lawyers(s): Richard L. Robbins Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Burroughs Respondent Lawyers(s): Rodney J. Heggy Arbitrator(s): Irving M. Shlesinger, George S. Willingham, Ronelle W. Genser Hearing Site: Atlanta, GA
| | $60,300 |
11-02239 | 12/04/2012 | Claimant(s): Donna Jurena, William Jurena Claimant Lawyers(s): Benjamin Lapin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Alexander B. Feinberg Arbitrator(s): James R. McGuone, Arthur P. Barry, Jerome Jack Shure Hearing Site: Atlanta, GA
| | Expungement |